Warburg in Rome, by James Carroll

This is a religious thriller, and a good one, from one of my favorite authors, James Carroll. But this 2014 novel is not the literary work that I had hoped to read. What happened? My theory stems from the fact that of Carroll’s recent works, only one was a novel, and, indeed, a literary one. Whereas, the others were works of history—with the emphasis on Church history and power, the Church’s relations with the Jews, and American military might.

This novel represents a blend of those issues, and I sense that Carroll either thought his subject here did not reach the scale of his previous non-fiction works, or thought it would reach a broader audience as a novel. And he did want/need a broad public to be aware of this slice of Vatican history.

The story he tells is ironic, that the Vatican, with the collaboration of the American army, established a pipeline to help Nazi military officers and government leaders escape to Argentina. They worked together, in history, because both groups feared that Soviet military power would establish atheistic Communism in Europe; and had determined that these escaping Nazis could become a bulwark to help prevent this from happening. While the irony is that the same U.S. government that is allowing the Germans to escape is, in Carroll’s fiction, also helping to fit into the post-war world the Jewish people whom those Nazi leaders persecuted.

And so, in addition to its exposure of Church duplicity at the highest level, this work also raises both refugee issues and moral issues. These include the violent acts of terrorists, by both Germans and Zionist Jews; the guilt of the fictional characters who become involved in the intrigue among the Germans, the Jews, and the Vatican; and the commitment of these various characters to their ideals, in the wake of these revelations.

The basic story of the Vatican pipeline is true, says Carroll. His fictional story to complement it involves five main characters. These are an American government official, David Warburg, a Jew; an ambitious priest, Kevin Deane; a Red Cross worker, Marguerite d’Erasmo; an American military officer, Peter Mates; and an English nun, sister Thomas Aquinas. Some of these collaborate with each other, some work at cross-purposes. Two couples emerge from this intrigue, but they reach different resolutions.

Warburg has been sent by the U.S. government to Rome to aid Jews who have escaped German and Italian internment, and to help them settle in the U.S., Palestine, or other countries. He meets Marguerite, who is helping all refuges in Rome, especially Jews, and Father Deane, who serves Cardinal Spellman, and is as ambitious as Spellman, but who also expresses sympathy for the plight of the Jewish refugees.

The novel’s fictional story concerns the discovery by this idealistic trio of the reality of the pipeline, the involvement of the Vatican in providing the Nazis with the papers to emigrate, and the Americans, such as Mates, looking the other way for their own purposes. Whereupon, complications ensue, for violence intrudes on this “discreet” Vatican scheme, first when retreating German forces murder Jews and then when vengeful Jews seek to advance their cause through terrorist bombings in both Rome and Jerusalem.

It is this violence that challenges the idealistic beliefs of our trio. For one the challenge is to a belief in a vague Jewish faith; for another it is one’s conviction to remain in service to the Church; for another it is the ability to remain an idealist in the face of corruption everywhere; and for another the challenge is to retain one’s vocation in the face of failure and betrayal. And it is here that the novel reaches for the level of literature. If it does not succeed in doing so, it does lend more depth to all of its characters.

As a former priest, Carroll is adept at capturing both the emotions and the consciences of both good priests, like Father Deane, and bad priests. Among the latter is Father Roberto Lehmann, a Franciscan who is the key Vatican contact for the pipeline. Carroll establishes the mood and the thoughts of Deane, both when he is saying mass and when his conscience grasps his involvement at the fringes of the Nazi pipeline. Meanwhile, Carroll explores the rationalizing conscience of Father Lehmann, even as he comes to understand he has been sexually seduced to betray his pipeline friends.

At times, the political maneuvering among the Vatican officials, the Nazi sympathizers, the Jews, and the Americans can become complex and confusing. Indeed, I find such maneuvering often to be confusing in a thriller like this. Which only re-enforces for me that this is a thriller, that the emphasis is not on the characters themselves, as well delineated as they may be. No, it is story that matters here—the maneuvers themselves, and the message that the story carries. Namely, that the Vatican was more than complicit, was deeply involved at the highest level, in a pipeline designed to help Nazi officials escape Allied justice after World War II—the purpose being to use these officials later to combat the advance of Communist Russia.

In passing, I would note that despite the complexity of the plot, each time I picked up this novel I needed little help in recalling the overall situation. This is testimony to Carroll’s skill as a novelist and to the tightness of his structure. But more significant are the moral issues that the novel raises. Is it right to bomb a building, even without killing people? Is it right to assassinate one evil person rather than kill scores of innocent people? Is one culpable when betraying a person in order to reveal evil? Or in betraying one person in order to save another? And how much should one accept/believe in an institution or a vocation which contradicts one’s own beliefs?

Another theme of this novel is love. Both the love of mankind and love among individuals. Both spiritual love and sexual love. Both idealistic love and practical love. Both love of self and love of others. And the diverse resolutions of the human loves here bring home the complexity of love itself.

I do not expect more literary fiction from Carroll, but I will welcome any works that offer further insight into the Church and its spiritual mission in a world of pragmatic human beings. (March, 2015)

Schindler’s List, by Thomas Keneally

This 1982 work is not a novel, as Keneally claims. It is closer to Mailer’s “history as a novel, the novel as history.” But whatever it is, it is magnificent, even moving as it describes Oskar Schindler life as his World War II heroism ends.

What Schindler did was save about 1,400 Polish Jews from death during World War II. He was a complex man, Keneally reminds us, a Nazi spy originally, later a briber and a blackmailer of both the SS and German industrialists in behalf of the incarcerated Jews, and also a liar and a seducer of women, a man who enjoyed the pleasures of life amid the horror around him, and yet a man who was kind and generous toward helpless Jews, the victims of war.

And for a reason the author cannot pin down, the debonair Schindler converted from being a greedy businessman taking advantage of the Jews to a savior of these persecuted Jews. Was it an ethical residue of a Catholicism he had long abandoned? Was it simply a recognition of the evil, the unfairness of the Nazis regime? Itzhak Stern, one of the men he saved, believes it happened after Stern reminded Schindler of a Talmudic verse: “he who saves the life of one man saves the entire world.”

Schindler worked with the Nazis as the owner of manufacturing firms licensed to operate in labor camps, using conscripted Polish Jews. His base was Krakow, and his labor camp was close to the Auschwitz death camp. In fact, those who were not healthy enough to work for him were sent by the Germans to die at Auschwitz.

The bulk of this work is a series of anecdotes dug up by Keneally’s remarkable research. He interviewed perhaps 50 former prisoners, who told him what had happened to them and to others in two labor camps over a period of about six years. The most evil man they encountered was Amon Goeth, the German in charge of the workers in the Krakow labor camp. He would take out a pistol or a rifle and shoot the Jewish workers for doing nothing, or at most irritating him—which became an enduring image from the great Spielberg film.

Schindler despised the pleasure-loving Goeth, but met his blatant needs and cajoled and bribed him in behalf of the Jewish workers. He also bribed many other influential Nazis with liquor, cigarettes, jewelry, money, and more black market items. But more significant here is the desperation of a dozen or more Jews: their efforts to escape punishment, seek food, obtain medical care, avoid the death camps, etc. In fact, it is these horrible experiences, not Schindler’s, that give weight to this book.

The result is the most complete report of the suffering of the Jews that I have read since Hersey’s The Wall. Which was also based on historic records. And I would put both on the same literary level. It is this narrow focus on a small group of people that produces each book’s powerful rendition of what it was like for the many that were persecuted.

At the same time, the cumulative evidence of such suffering, based on these former prisoners’ reports, underscores the significance of Schindler’s efforts. Schindler himself, however, rarely bragged about what he did. “You are safe with me,” is what he often told his workers.

The greatest example of his subterfuge was moving his entire labor force from Poland to Czechoslovakia as the Russians advanced on Poland and the Germans tried to destroy all evidence of the camps, including the captive Jews. Determined to save those he had been protecting, he first moved the men to Brinnlitz, to an abandoned factory, and weeks later the women endured a harrowing experience before they also arrived. These men and women were the people on Schindler’s list, although it is disputed who actually created that list.

Schindler continually protected his Jews by telling the Germans that he had highly skilled workers who could never be replaced. He also reminded his superiors that the new factory was producing top secret armaments, while in fact the workers deliberately miscalculated exact measurements and never produced anything that could be used. In addition, Schindler himself backed up his commitment to his workers by using his own money to feed, house, and care for them.

As powerful as are the scenes of German cruelty and Jewish suffering that comprise the bulk of this book, the final moments of the Schindlerjuden, Schindler’s Jews, as the Russians approach their camp, and the Germans flee, became unexpectedly moving. Schindler himself pleaded that the prisoners conduct no reprisals. Such as in one case when retreating German motorcyclists approached, but simply to ask for gasoline. The same prisoners even feared to walk out the camp gates. As for Schindler, he rode away in striped prison garb as his disguise, and while the Americans helped his flight to Switzerland, the French were suspicious until his accompanying Jews testified how he has saved them.

As to the question of the “novelization” of this story, this work is a narration; it is not a novel. Keneally relates every event based on the tales of his sources, but while each event concerns Schindler’s Jews, the events are not dramatized; they are reconstructed. And equally arbitrary are the sequence of events. There is no linkage between these events. They are separate. They do not develop reader interest by telling a story. The tales simply enrich the horror of the scene. Keneally also rarely uses quotes, and when he does it is usually without quotation marks around them. Again, reconstruction. Occasionally, however, he will break the narrative to step back and interpret for the reader either certain events or Schindler’s unique motives.

Keneally has used this approach to history before, such as in Gossip from the Forest. He in no way compromises his reputation here. He enhances it (September, 2013)